Investment adviser · CRD 16686

BMO CAPITAL MARKETS CORP.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 9, 2025

Regulatory AUM
$1.21B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
1,275
Reported in this filing
Advisory professionals
26
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$1,210,751,477100.0%
Investment companies113$00.0%
Filing source

Form ADV 2015070 · Sep 9, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STRAIGHT-A FUNDING LLCSecuritized Asset Fund · Last reported Mar 13, 2014$14.5BGross asset value
Fund administrator BANK OF NEW YORK MELLON NEW YORK CITY, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG NEW YORK CITY, New York, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK CITY, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3399590161
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 799676 · Mar 13, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FAIRWAY FINANCE COMPANY, LLCSecuritized Asset Fund · Last reported Feb 28, 2020$3.7BGross asset value
Auditor KPMG CHICAGO, Illinois, United States
Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: Yes
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK CITY, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG
PCAOB 185

Fund details & source
Fund ID
805-5029421390
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1387912 · Feb 28, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 9, 2025. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

151 WEST 42ND STREET
NEW YORK, NY, 10036, United States

CRD 16686

Filing source

Form ADV 2015070 · Sep 9, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.