BLUEBAY ASSET MANAGEMENT USA LLC – investment adviser, $15.2B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	Fewer than 5	$14,565,946,776	96.1%
Pooled investment vehicles	2	$584,673,206	3.9%

Filing source

Form ADV 1554367 · Jul 20, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LEO FUNDING I LIMITEDSecuritized Asset Fund · Last reported Jul 20, 2021$559MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8090716967
Reported beneficial owners: 1
Minimum commitment: $50M
Form D file number: 021-190437

Form ADV 1554367 · Jul 20, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE BLUEBAY GLOBAL STRUCTURED CREDIT OPPORTUNITIES (MASTER) FUND LIMITEDHedge Fund · Last reported Jul 20, 2021$33.6MGross asset value

Feeder funds

THE BLUEBAY GLOBAL STRUCTURED CREDIT OPPORTUNITIES FUND LIMITED
THE BLUEBAY GLOBAL STRUCTURED CREDIT OPPORTUNITIES FUND LP

Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Fund details & source

Fund ID: 805-9967618124
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-382140

Form ADV 1554367 · Jul 20, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 20, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

750 WASHINGTON BLVD, SUITE 802
STAMFORD, CT, 06901, United States

CRD 164530

Filing source

Form ADV 1554367 · Jul 20, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.