Investment adviser · CRD 122793

BLUEBAY ASSET MANAGEMENT LLP

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Jan 26, 2023

Regulatory AUM: $58.2B
Client accounts: 158
Employees: 348
Advisory professionals: 89

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	69	$29,864,157,169	51.3%
Banks & thrifts	11	$9,358,955,885	16.1%
Corporations & businesses	38	$8,256,477,533	14.2%
Retirement plans	16	$3,545,879,760	6.1%
Government entities	Fewer than 5	$1,872,889,563	3.2%
Insurance companies	6	$1,453,928,550	2.5%
Sovereign wealth & foreign institutions	Fewer than 5	$1,415,437,172	2.4%
Other clients	Fewer than 5	$1,226,289,442	2.1%
Investment companies	9	$1,176,321,199	2.0%
Individuals	Fewer than 5	$0	0.0%
High-net-worth individuals	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%

Filing source

Form ADV 1696129 · Jan 26, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

22 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GLOBAL CREDIT ALPHA LONG SHORT (MASTER) FUND LIMITEDHedge Fund · Last reported Jan 26, 2023$433MGross asset value

Feeder funds

THE GLOBAL CREDIT ALPHA LONG SHORT FUND LIMITED
THE GLOBAL CREDIT ALPHA LONG SHORT FUND LP

Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO (BOSTON) BOSTON, Massachusetts, United States Related to adviser: No

Prime broker CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker HSBC BANK PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BROWN BROTHERS HARRIMAN & CO (BOSTON)
LEI 5493006KMX1VFTPYPW14

Fund details & source

Fund ID: 805-1474191511
Reported beneficial owners: 61
Minimum commitment: $100K
Form D file number: 021-239657

Form ADV 1696129 · Jan 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOTAL RETURN CREDIT SPOther Private Fund · Last reported Jan 26, 2023$367MGross asset value

Fund administrator BROWN BROTHERS HARRIMAN & CO. (BOSTON) BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO (BOSTON) BOSTON, Massachusetts, United States Related to adviser: No

Marketer RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. MINNEAPOLIS, Minnesota, United States Related to adviser: Yes

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker HSBC BANK PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

BROWN BROTHERS HARRIMAN & CO (BOSTON)
LEI 5493006KMX1VFTPYPW14

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
CRD 107173 · SEC 801-20303

Fund details & source

Fund ID: 805-9959361924
Reported beneficial owners: 4
Minimum commitment: $100K
Form D file number: 021-217885

Form ADV 1696129 · Jan 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL FUNDS SPC -EMERGING MARKET SELECT BOND SPHedge Fund · Last reported Jan 26, 2023$160MGross asset value

Fund administrator BROWN BROTHERS HARRIMAN & CO (BOSTON) BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO (BOSTON) BOSTON, Massachusetts, United States Related to adviser: No

Marketer RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. MINNEAPOLIS, Minnesota, United States Related to adviser: Yes

Prime broker CITIBANK NA, LONDON BRANCH LONDON, United Kingdom

Prime broker CITIGROUP GLOBAL MARKETS INC NEW YORK, New York, United States

Prime broker CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

BROWN BROTHERS HARRIMAN & CO (BOSTON)
LEI 5493006KMX1VFTPYPW14

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
CRD 107173 · SEC 801-20303

Fund details & source

Fund ID: 805-1006483355
Reported beneficial owners: 3
Minimum commitment: $100K
Form D file number: 021-190437

Form ADV 1696129 · Jan 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE GLOBAL SOVEREIGN OPPORTUNITIES (MASTER) FUND LIMITEDHedge Fund · Last reported Jan 26, 2023$80.9MGross asset value

Feeder funds

THE GLOBAL SOVEREIGN OPPORTUNITIES FUND LIMITED

Fund administrator BROWN BROTHERS HARRIMAN & CO. (BOSTON) BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & (BOSTON) BOSTON, Massachusetts, United States Related to adviser: No

Prime broker CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker HSBC BANK PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BROWN BROTHERS HARRIMAN & (BOSTON)
LEI 5493006KMX1VFTPYPW14

Fund details & source

Fund ID: 805-7104161920
Reported beneficial owners: 14
Minimum commitment: $100K

Form ADV 1696129 · Jan 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE EVENT DRIVEN CREDIT (MASTER) FUND LIMITEDHedge Fund · Last reported Jan 26, 2023$67.6MGross asset value

Feeder funds

THE EVENT DRIVEN CREDIT FUND LIMITED

Fund administrator BROWN BROTHERS HARRIMAN & CO BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS, INC. NEW YORK, New York, United States

Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIGROUP GLOBAL MARKETS INC.
LEI MBNUM2BPBDO7JBLYG310

Fund details & source

Fund ID: 805-6961344543
Reported beneficial owners: 7
Minimum commitment: $100K
Form D file number: 021-239661

Form ADV 1696129 · Jan 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL FUNDS SPC - EMERGING MARKET BLENDED BOND SPOther Private Fund · Last reported Jan 26, 2023$0Gross asset value

Fund administrator BROWN BROTHERS HARRIMAN (BOSTON) BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO (BOSTON) BOSTON, Massachusetts, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker HSBC BANK PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BROWN BROTHERS HARRIMAN & CO (BOSTON)
LEI 5493006KMX1VFTPYPW14

Fund details & source

Fund ID: 805-2395329271
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1696129 · Jan 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIRECT LENDING FUND II SLPOther Private Fund · Last reported May 30, 2019$1.77BGross asset value

Fund administrator BROWN BROTHER HARRIMAN (LUXEMBOURG) S.C.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LONDON, United Kingdom

Custodian BROWN BROTHERS HARRIMAN (LUXEMBOURG) S.C.A LUXEMBOURG, Luxembourg Related to adviser: No

Marketer EVERCORE NEW YORK, New York, United States Related to adviser: No

Marketer HEPTAGON CAPITAL LONDON, United Kingdom Related to adviser: No

Marketer RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 876

BROWN BROTHERS HARRIMAN (LUXEMBOURG) S.C.A
LEI 222100V03Y766EM5TZ83

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
CRD 107173 · SEC 801-20303

Fund details & source

Fund ID: 805-1123269503
Reported beneficial owners: 74
Minimum commitment: $5M

Form ADV 1325916 · May 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 26, 2023. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

77 GROSVENOR STREET
LONDON, W1K 3JR, United Kingdom

CRD 122793

Filing source

Form ADV 1696129 · Jan 26, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.