Investment adviser · CRD 143414
BLUE WATER CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
SYRACUSE, NY, United States · Form ADV filed Nov 13, 2023
- Regulatory AUM
- $150M Form ADV · Item 5.F
- Client accounts
- 642 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 299 | $62,034,836 | 41.3% |
| Retirement plans | 12 | $55,782,414 | 37.1% |
| High-net-worth individuals | 20 | $27,990,590 | 18.6% |
| Corporations & businesses | Fewer than 5 | $3,459,634 | 2.3% |
| Government entities | Fewer than 5 | $930,736 | 0.6% |
Filing source
Form ADV 1799394 · Nov 13, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Nov 13, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly
Principal office
507 PLUM ST., SUITE 102SYRACUSE, NY, 13204, United States
CRD 143414
Filing source
Form ADV 1799394 · Nov 13, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.