Investment adviser · CRD 281831

BLUE ROCK ADVISORS, LLC

Investment adviser filing (IA)

EXCELSIOR, MN, United States · Form ADV filed Jan 31, 2024

Regulatory AUM
$1.22B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles6$1,143,000,00093.5%
Retirement plans1$80,000,0006.5%
Filing source

Form ADV 1819579 · Jan 31, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BLUE ROCK CAPITAL FUND, L.P.Hedge Fund · Last reported Jan 31, 2024$700MGross asset value
Fund administrator INTERTRUST CORPORATE AND FUND SERVICES LLC (FORMERLY KNOWN AS VITEOS FUND SERVICES LLC) SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP WOODLAND HILLS, California, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UMB BANK,N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHNREZNICK LLP
PCAOB 596

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-9347657148
Reported beneficial owners
14
Minimum commitment
$1M
Form D file number
021-86617

Form ADV 1819579 · Jan 31, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUE ROCK LIQUID ALPHA FUND, L.P.Hedge Fund · Last reported Jan 31, 2024$564MGross asset value

Form D fundraising filings

Blue Rock Liquid Alpha Fund, L.P.

Fund administrator INTERTRUST CORPORATE AND FUND SERVICES LLC (FORMERLY KNOWN AS VITEOS FUND SERVICES LLC) SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP WOODLAND HILLS, California, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHNREZNICK LLP
PCAOB 596

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-2662590691
Reported beneficial owners
7
Minimum commitment
$1M
Form D file number
021-199553

Form ADV 1819579 · Jan 31, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUE ROCK EQUITY PLUS FUND, L.P.Hedge Fund · Last reported Jan 31, 2024$442MGross asset value

Form D fundraising filings

Blue Rock Equity Plus Fund, L.P.

Fund administrator INTERTRUST CORPORATE AND FUND SERVICES LLC (FORMERLY KNOWN AS VITEOS FUND SERVICES LLC) SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP WOODLAND HILLS, California, United States
Custodian UMB BANK,N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-3511251797
Reported beneficial owners
6
Minimum commitment
$1M
Form D file number
021-92067

Form ADV 1819579 · Jan 31, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUE ROCK PLUS FUND, L.P. - PARTNERSHIP SEGREGATED PORTFOLIO AHedge Fund · Last reported Jan 31, 2024$143MGross asset value

Form D fundraising filings

Blue Rock Plus Fund, L.P. - Partnership Segregated Portfolio A

Fund administrator INTERTRUST CORPORATE AND FUND SERVICES LLC (FORMERLY KNOWN AS VITEOS FUND SERVICES LLC) SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP WOODLAND HILLS, California, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHNREZNICK LLP
PCAOB 596

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source
Fund ID
805-3715231716
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-296092

Form ADV 1819579 · Jan 31, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUE ROCK FIXED INCOME PLUS FUND, L.P.Hedge Fund · Last reported Jan 31, 2024$25MGross asset value

Form D fundraising filings

Blue Rock Fixed Income Plus Fund, L.P.

Fund administrator INTERTRUST CORPORATE AND FUND SERVICES LLC (FORMERLY KNOWN AS VITEOS FUND SERVICES LLC) SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP WOODLAND HILLS, California, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UMB BANK,N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHNREZNICK LLP
PCAOB 596

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source
Fund ID
805-1915206586
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-92074

Form ADV 1819579 · Jan 31, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUE ROCK PLUS FUND, L.P. - PARTNERSHIP SEGREGATED PORTFOLIO BHedge Fund · Last reported Jan 31, 2024$20MGross asset value

Form D fundraising filings

Blue Rock Plus Fund, L.P. - Partnership Segregated Portfolio B

Fund administrator INTERTRUST CORPORATE AND FUND SERVICES LLC (FORMERLY KNOWN AS VITEOS FUND SERVICES LLC) SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP WOODLAND HILLS, California, United States
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-8994371842
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-309547

Form ADV 1819579 · Jan 31, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUE ROCK ALL ASSET PLUS FUND, L.P.Hedge Fund · Last reported Sep 29, 2017$154MGross asset value

Form D fundraising filings

Blue Rock All Asset Plus Fund, L.P.

Fund administrator VITEOS FUND SERVICES LLC FRANKLIN PARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2159445433
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-232373

Form ADV 1142597 · Sep 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 31, 2024. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

26370 ARBOR CREEK LANE
EXCELSIOR, MN, 55331, United States

CRD 281831

Filing source

Form ADV 1819579 · Jan 31, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.