Investment adviser · CRD 153776

BLUE OCEAN CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

MANASQUAN, NJ, United States · Form ADV filed Jan 25, 2012

Regulatory AUM
$6.7M
Form ADV · Item 5.F
Client accounts
22
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DYNAMIC LONG/SHORT FUND LPHedge Fund · Last reported Jan 25, 2012$1.66MGross asset value
Fund administrator HLW FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SAN FRANCISCO, California, United States
Custodian CONCEPT CAPITAL MARKETS, LLC GARDEN CITY, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian TD AMERITRADE, INC. BELLEVUE, Nebraska, United States Related to adviser: No
Marketer HEDGECO SECURITIES WEST PALM BEACH, New York, United States Related to adviser: No
Prime broker CONCEPT CAPITAL MARKETS, LLC GARDEN CITY, New York, United States
Prime broker TD AMERITRADE, INC. BELLEVUE, Nebraska, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CONCEPT CAPITAL MARKETS, LLC
SEC 8-68531

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TD AMERITRADE, INC.
SEC 8-23395

CONCEPT CAPITAL MARKETS, LLC
CRD 153397 · SEC 8-68531

TD AMERITRADE, INC.
CRD 7870 · SEC 8-23395

Fund details & source
Fund ID
805-1018113058
Reported beneficial owners
8
Minimum commitment
$250K

Form ADV 604978 · Jan 25, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 25, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

2517 HIGHWAY 35, VILLLAGE II, UPPER WESTERN UNIT
MANASQUAN, NJ, 08736, United States

CRD 153776

Filing source

Form ADV 604978 · Jan 25, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.