BLACKROCK FINANCIAL MANAGEMENT, INC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,318,243,655,697	6,043	Mar 30, 2022
2022	$1,163,046,943,604	6,491	Mar 30, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	329	$391,183,393,982	33.6%
Pooled investment vehicles	357	$316,297,454,708	27.2%
Government entities	65	$124,298,392,034	10.7%
Retirement plans	171	$105,198,193,228	9.0%
Corporations & businesses	177	$101,950,171,513	8.8%
Sovereign wealth & foreign institutions	43	$70,909,762,748	6.1%
Charities	51	$20,506,485,660	1.8%
Investment companies	23	$17,744,469,024	1.5%
High-net-worth individuals	85	$7,989,691,615	0.7%
Other investment advisers	8	$6,043,070,813	0.5%
Banks & thrifts	5	$924,935,646	0.1%
Individuals	7	$922,633	0.0%

Filing source

Form ADV 1801445 · Nov 22, 2023 · Item 5.D

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

MASSMUTUAL BOLI MORTGAGE PORTFOLIOOther Private Fund$123MGross asset value

Search Form D filings →

Fund administrator MASS MUTUAL SPRINGFIELD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5761145191
Reported beneficial owners: 4
Minimum commitment: $10M

Form ADV 1801445 · Nov 22, 2023 · Schedule D 7.B.(1)

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Oct 27, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1801445 · Nov 22, 2023 · Items 1 & 5

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.16T
Non-discretionary: $3.24B

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

50 HUDSON YARDS
NEW YORK, NY, 10001, United States

CRD 107105

Filing source

Form ADV 1801445 · Nov 22, 2023 · Items 1 & 5

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.