Investment adviser · CRD 107105

BLACKROCK FINANCIAL MANAGEMENT, INC

NEW YORK, NY, United States · Form ADV filed Nov 7, 2022

Regulatory AUM: $1.32T
Client accounts: 2,026
Employees: 6,043
Advisory professionals: 988

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,318,243,655,697	6,043	Mar 30, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	355	$437,311,316,327	33.2%
Insurance companies	277	$329,889,213,045	25.0%
Government entities	67	$185,972,794,964	14.1%
Retirement plans	153	$123,273,928,662	9.4%
Corporations & businesses	169	$99,960,498,996	7.6%
Sovereign wealth & foreign institutions	37	$89,025,289,874	6.8%
Investment companies	27	$26,998,169,907	2.0%
Charities	45	$17,437,397,344	1.3%
High-net-worth individuals	89	$6,723,701,243	0.5%
Banks & thrifts	Fewer than 5	$949,167,002	0.1%
Other investment advisers	Fewer than 5	$701,794,574	0.1%
Individuals	6	$383,759	0.0%

Filing source

Form ADV 1686751 · Nov 7, 2022 · Item 5.D

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

273 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

SPECIAL CREDIT OPPORTUNITIES (OFFSHORE), L.P.Hedge Fund · Feeder$6.83MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Special Credit Opportunities (Offshore), L.P.

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP PHILADELPHIA, Pennsylvania, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-9062658942
Reported beneficial owners: 11
Minimum commitment: $5M
Form D file number: 021-187823

Form ADV 1686751 · Nov 7, 2022 · Schedule D 7.B.(1)

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SPECIAL CREDIT OPPORTUNITIES, L.P. - SERIES AHedge Fund$6.34MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Special Credit Opportunities, L.P. - Series A

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP PHILADELPHIA, Pennsylvania, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-7785942433
Reported beneficial owners: 3
Minimum commitment: $5M
Form D file number: 021-191351

Form ADV 1686751 · Nov 7, 2022 · Schedule D 7.B.(1)

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SPECIAL CREDIT OPPORTUNITIES, L.P. - SERIES BHedge Fund$5.92MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Special Credit Opportunities, L.P. - Series B

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP PHILADELPHIA, Pennsylvania, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-7486303466
Reported beneficial owners: 14
Minimum commitment: $5M
Form D file number: 021-192725

Form ADV 1686751 · Nov 7, 2022 · Schedule D 7.B.(1)

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ANTHRACITE EURO CRE CDO 2006-1 P.L.C.Securitized Asset Fund$5.9MGross asset value

Search Form D filings →

Fund administrator BANK OF NEW YORK MELLON HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor MAZARS DUBLIN, Ireland Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON, N.A. HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MAZARS
PCAOB 1193

Fund details & source

Fund ID: 805-5267918615
Reported beneficial owners: 1
Minimum commitment: $128K

Form ADV 1686751 · Nov 7, 2022 · Schedule D 7.B.(1)

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Q-BLK CO-INVESTMENT FUND, L.P. - US TAX-EXEMPT SERIESHedge Fund$5.79MGross asset value

Search Form D filings →

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian BANK OF AMERICA WICHITA, Kansas, United States Related to adviser: No Other funds reporting this name →

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

GOLDMAN SACHS & CO. LLC
SEC 8-129

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8316213259
Reported beneficial owners: 3
Minimum commitment: $5M
Form D file number: 021-90970

Form ADV 1686751 · Nov 7, 2022 · Schedule D 7.B.(1)

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BLACKROCK GLOBAL ENERGY DYNAMIC FUND, LLCHedge Fund · Master$5.59MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

BlackRock Global Energy Dynamic Fund, LLC

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP PRINCETON, New Jersey, United States Other funds reporting this name →

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Marketer BLACKROCK INVESTMENTS, LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Prime broker UBS SECURITIES LLC BOSTON, Massachusetts, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-4548011184
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-112040

Form ADV 1686751 · Nov 7, 2022 · Schedule D 7.B.(1)

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

CO-INVESTMENT INCOME FUND, L.P. - NON-US SERIES CHedge Fund$5.52MGross asset value

Search Form D filings →

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian BANK OF AMERICA WICHITA, Kansas, United States Related to adviser: No Other funds reporting this name →

Custodian CREDIT SUISSE GROUP AG NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer BLACKROCK INVESTMENTS, LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source

Fund ID: 805-8685200754
Reported beneficial owners: 2
Minimum commitment: $25M

Form ADV 1686751 · Nov 7, 2022 · Schedule D 7.B.(1)

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Oct 21, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1686751 · Nov 7, 2022 · Items 1 & 5

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.32T
Non-discretionary: $2.95B

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

55 EAST 52ND STREET
NEW YORK, NY, 10055, United States

CRD 107105

Filing source

Form ADV 1686751 · Nov 7, 2022 · Items 1 & 5

Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.