Investment adviser · CRD 168245

AS BIRCH GROVE LP

Investment adviser filing (IA)

BIRCH GROVE CAPITAL LP

NEW YORK, NY, United States · Form ADV filed Dec 11, 2024

Regulatory AUM: $6.04B
Client accounts: 28
Employees: 32
Advisory professionals: 18

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	15	$4,809,388,768	79.6%
Other investment advisers	Fewer than 5	$550,052,914	9.1%
Retirement plans	Fewer than 5	$522,038,430	8.6%
Insurance companies	Fewer than 5	$97,241,190	1.6%
Government entities	Fewer than 5	$43,189,546	0.7%
Other clients	Fewer than 5	$17,535,934	0.3%

Filing source

Form ADV 1919538 · Dec 11, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BIRCH GROVE CREDIT STRATEGIES MASTER FUND LPHedge Fund · Last reported Dec 11, 2024$1.07BGross asset value

Feeder funds

BIRCH GROVE CREDIT STRATEGIES FUND LP
BIRCH GROVE CREDIT STRATEGIES FUND LTD.
BIRCH GROVE CREDIT STRATEGIES INTERMEDIATE FUND LP

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP GRAND CAYMAN, Cayman Islands

Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No

Custodian COMPUTERSHARE TRUST COMPANY, NA COLUMBIA, Maryland, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

COMPUTERSHARE TRUST COMPANY, NA
LEI 2549001YYB62BVMSAO13

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1455690620
Reported beneficial owners: 80
Minimum commitment: $5M

Form ADV 1919538 · Dec 11, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIRCH GROVE CLO 3 LTD.Securitized Asset Fund · Last reported Dec 11, 2024$507MGross asset value

Fund administrator U.S. BANK, N.A. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

U.S. BANK, N.A.
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-5340626107
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1919538 · Dec 11, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIRCH GROVE CLO 6 LTDSecuritized Asset Fund · Last reported Dec 11, 2024$507MGross asset value

Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Fund details & source

Fund ID: 805-9390984079
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1919538 · Dec 11, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIRCH GROVE CLO 4 LTDSecuritized Asset Fund · Last reported Dec 11, 2024$504MGross asset value

Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Fund details & source

Fund ID: 805-8697130573
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1919538 · Dec 11, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIRCH GROVE CLO 2 LTD.Securitized Asset Fund · Last reported Dec 11, 2024$502MGross asset value

Fund administrator U.S. BANK, N.A. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

U.S. BANK, N.A.
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-2373838254
Reported beneficial owners: 4
Minimum commitment: $1M

Form ADV 1919538 · Dec 11, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIRCH GROVE CLO 7 LTDSecuritized Asset Fund · Last reported Dec 11, 2024$463MGross asset value

Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Fund details & source

Fund ID: 805-1967234408
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1919538 · Dec 11, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIRCH GROVE CLO 5 LTDSecuritized Asset Fund · Last reported Dec 11, 2024$401MGross asset value

Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Fund details & source

Fund ID: 805-8623223452
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1919538 · Dec 11, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 11, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

590 MADISON AVENUE, 38TH FLOOR
NEW YORK, NY, 10022, United States

CRD 168245

Filing source

Form ADV 1919538 · Dec 11, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.