Investment adviser · CRD 306778

BIG ROCK PARTNERS INVESTMENTS LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

· Form ADV filed Mar 29, 2021

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NGCC ALPHA I SPV, LLCVenture Capital Fund · Last reported Mar 29, 2021$1.88MGross asset value
Fund administrator ESHARES INC DBA CARTA, INC PALO ALTO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BRIDGE BANK, DIVISION OF WESTERN ALLIANCE BANK SAN JOSE, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BRIDGE BANK, DIVISION OF WESTERN ALLIANCE BANK
LEI 5493003VJXZ5JXT95762

Fund details & source
Fund ID
805-4159698158
Reported beneficial owners
29
Minimum commitment
$50K

Form ADV 1524133 · Mar 29, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NGCC ALPHA II SPV, LLCVenture Capital Fund · Last reported Mar 29, 2021$680KGross asset value
Fund administrator ESHARES INC DBA CARTA, INC PALO ALTO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BRIDGE BANK, DIVISION OF WESTERN ALLIANCE BANK SAN JOSE, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BRIDGE BANK, DIVISION OF WESTERN ALLIANCE BANK
LEI 5493003VJXZ5JXT95762

Fund details & source
Fund ID
805-9069849772
Reported beneficial owners
22
Minimum commitment
$50K

Form ADV 1524133 · Mar 29, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2021. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 306778

Filing source

Form ADV 1524133 · Mar 29, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.