Investment adviser · CRD 277074

BERGEN ASSET MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

BOCA RATON, FL, United States · Form ADV filed Mar 31, 2025

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BERGEN GLOBAL OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 31, 2025$26.1MGross asset value

Form D fundraising filings

Bergen Global Opportunity Fund, LP

Fund administrator CATALYST FUND ADMINISTRATION, LLC GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Custodian FIDELITY CLEARING CANADA ULC TORONTO, Canada Related to adviser: No
Custodian FINCLEAR SERVICES PTY LTD NORTH SYDNEY, Australia Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian THIRD PARTY PLATFORM PTY LIMITED SYDNEY, Australia Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

FIDELITY CLEARING CANADA ULC
LEI 549300514J3G7XH64311

FINCLEAR SERVICES PTY LTD
LEI 5493008201YNLL3CPG58

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

INTERACTIVE BROKERS LLC
SEC 8-47257

PERSHING LLC
SEC 8-17574

THIRD PARTY PLATFORM PTY LIMITED
LEI 87550088YCTJGFBUTS88

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Fund details & source
Fund ID
805-8966487197
Reported beneficial owners
27
Minimum commitment
$200K
Form D file number
021-164508
Form D file number
021-333080
Form D file number
021-388426

Form ADV 1953848 · Mar 31, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BERGEN GLOBAL YIELD FUND, LPPrivate Equity Fund · Last reported Mar 22, 2019$18.6MGross asset value

Form D fundraising filings

Bergen Global Yield Fund, LP

Fund administrator MAITLAND ADMINISTRATION (US) LLC MANAKIN SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian BNP PARIBAS NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS SECURITIES SERVICES JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Marketer GORDIAN INVESTMENTS, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer KJM SECURITIES, INC. BRONXVILLE, New York, United States Related to adviser: No
Marketer PERKINS FUND MARKETING, L.L.C. SOUTHPORT, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

BNP PARIBAS SECURITIES SERVICES
LEI R0MUWSFPU8MPRO8K5P83

WELLS FARGO BANK, N.A.
LEI PBLD0EJDB5FWOLXP3B76

GORDIAN INVESTMENTS, LLC
CRD 158611 · SEC 8-68911

KJM SECURITIES, INC.
CRD 20277 · SEC 8-38066

PERKINS FUND MARKETING, L.L.C.
CRD 45642 · SEC 8-51126

Fund details & source
Fund ID
805-3850810591
Reported beneficial owners
7
Minimum commitment
$500K
Form D file number
021-259800

Form ADV 1288347 · Mar 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BERGEN SPECIAL OPPORTUNITY FUND, LPPrivate Equity Fund · Last reported Mar 28, 2022$2.62MGross asset value

Form D fundraising filings

Bergen Special Opportunity Fund, LP

Fund administrator MUFG FUND SERVICES (CAYMAN) 2 LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SAN FRANSISCO, California, United States Related to adviser: No
Marketer GORDIAN INVESTMENTS, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

PERSHING LLC
SEC 8-17574

WELLS FARGO BANK, N.A.
LEI PBLD0EJDB5FWOLXP3B76

GORDIAN INVESTMENTS, LLC
CRD 158611 · SEC 8-68911

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Fund details & source
Fund ID
805-4206605638
Reported beneficial owners
22
Minimum commitment
$100K
Form D file number
021-281583
Form D file number
021-318218

Form ADV 1615370 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2025. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1800 N. MILITARY TRAIL, SUITE 150
BOCA RATON, FL, 33431-6386, United States

CRD 277074

Filing source

Form ADV 1953848 · Mar 31, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.