Investment adviser · CRD 147887

BELVEDERE ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

SAN RAFAEL, CA, United States · Form ADV filed Jul 29, 2014

Regulatory AUM
$52.5M
Form ADV · Item 5.F
Client accounts
101
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ANFIELD TOTAL ASSET FUND, LLCHedge Fund · Last reported Jul 29, 2014$25.2MGross asset value
Fund administrator OPUS FUND SERVICES SOMERSET VILLIAGE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER LLP NEW YORK, New York, United States
Custodian CANTOR FITZGERALD & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CANTOR FITZGERALD & CO.
SEC 8-201

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source
Fund ID
805-1363331642
Reported beneficial owners
6
Minimum commitment
$100K
Form D file number
021-190193

Form ADV 836930 · Jul 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANFIELD TOTAL YIELD FUND, LLCHedge Fund · Last reported Jul 29, 2014$8.89MGross asset value

Form D fundraising filings

ANFIELD TOTAL YIELD FUND, LLC

Fund administrator OPUS FUND SERVICES SOMERSET VILLIAGE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER LLP NEW YORK, New York, United States
Custodian CANTOR FITZGERALD & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CANTOR FITZGERALD & CO.
SEC 8-201

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source
Fund ID
805-1821637531
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-190199

Form ADV 836930 · Jul 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BELVEDERE MULTI-MANAGER MASTER FUND, LPHedge Fund · Last reported Jul 29, 2014$2.5MGross asset value

Form D fundraising filings

Belvedere Multi-Manager Master Fund LP

Feeder funds

Fund administrator OPUS FUND SERVICES SOMERSET VILLAGE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER LLP NEW YORK, New York, United States
Custodian ROYAL BANK OF CANADA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6676289196
Reported beneficial owners
3
Minimum commitment
$0
Form D file number
021-172057
Form D file number
021-172059

Form ADV 836930 · Jul 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANFIELD TOTAL CREDIT FUND, LLCHedge Fund · Last reported Jul 29, 2014$1.01MGross asset value

Form D fundraising filings

ANFIELD TOTAL CREDIT FUND, LLC

Fund administrator OPUS FUND SERVICES SOMERSET VILLIAGE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER LLP NEW YORK, New York, United States
Custodian CANTOR FITZGERALD & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CANTOR FITZGERALD & CO.
SEC 8-201

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source
Fund ID
805-7355233288
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-190194

Form ADV 836930 · Jul 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANFIELD TOTAL EQUITY, LLCHedge Fund · Last reported Jan 9, 2014$0Gross asset value
Fund administrator OPUS FUND SERVICES SOMERSET VILLIAGE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER LLP NEW YORK, New York, United States
Custodian CANTOR FITZGERALD & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CANTOR FITZGERALD & CO.
SEC 8-201

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source
Fund ID
805-2911467858
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 776559 · Jan 9, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BELVEDERE 2X ALTERNATIVE INCOME FUND, LLCHedge Fund · Last reported Jan 9, 2014$0Gross asset value
Fund administrator OPUS FUND SERVICES SOMERSET VILLIAGE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY SMITH BARNEY LLC DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source
Fund ID
805-3642514066
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 776559 · Jan 9, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BELVEDERE ALTERNATIVE INCOME FUND, LLCHedge Fund · Last reported Jan 9, 2014$0Gross asset value
Fund administrator OPUS FUND SERVICES SOMERSET VILLIAGE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY SMITH BARNEY LLC DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source
Fund ID
805-5833014763
Reported beneficial owners
3
Minimum commitment
$100K

Form ADV 776559 · Jan 9, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 29, 2014. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

1299 FOURTH STREET, SUITE 200
SAN RAFAEL, CA, 94901, United States

CRD 147887

Filing source

Form ADV 836930 · Jul 29, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.