Investment adviser · CRD 106548
BAXTER INVESTMENT MANAGEMENT
Investment adviser filing (IA)
BAXTER BROTHERS INC.
RIVERSIDE, CT, United States · Form ADV filed Mar 11, 2026
- Regulatory AUM
- $1.17B Form ADV · Item 5.F
- Client accounts
- 1,057 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 222 | $1,050,499,263 | 90.1% |
| Individuals | 203 | $66,227,727 | 5.7% |
| Charities | 5 | $22,341,311 | 1.9% |
| Corporations & businesses | 7 | $17,228,120 | 1.5% |
| Retirement plans | 9 | $9,334,876 | 0.8% |
Filing source
Form ADV 2066829 · Mar 11, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 11, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
1030 EAST PUTNAM AVENUERIVERSIDE, CT, 06878, United States
CRD 106548
Filing source
Form ADV 2066829 · Mar 11, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.