BAUM CAPITAL PARTNERS MANAGEMENT, LLC – investment adviser, $247M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$247,005,439	100.0%

Filing source

Form ADV 2073775 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GKB GROWTH EQUITY FUND II, LPPrivate Equity Fund · Last reported Mar 24, 2026$149MGross asset value

Form D fundraising filings

GKB Growth Equity Fund II, LP

Fund administrator CORPORATION SERVICE COMPANY (CSC) LIVINGSTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP DENVER, Colorado, United States

Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

BMO BANK, N.A.
LEI 3Y4U8VZURTYWI1W2K3

Fund details & source

Fund ID: 805-1404974895
Reported beneficial owners: 92
Minimum commitment: $100K
Form D file number: 021-517274

Form ADV 2073775 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GKB GROWTH EQUITY FUND, LPPrivate Equity Fund · Last reported Mar 24, 2026$97.7MGross asset value

Form D fundraising filings

GKB Growth Equity Fund, LP

Fund administrator CORPORATION SERVICE COMPANY (CSC) LIVINGSTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP DENVER, Colorado, United States

Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

BMO BANK, N.A.
LEI 3Y4U8VZURTYWI1W2K376

Fund details & source

Fund ID: 805-2031876287
Reported beneficial owners: 98
Minimum commitment: $100K
Form D file number: 021-304187

Form ADV 2073775 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

4801 MAIN STREET, SUITE 525
KANSAS CITY, MO, 64112, United States

CRD 288225

Filing source

Form ADV 2073775 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.