Investment adviser · CRD 158508

BATTERY GLOBAL ADVISORS, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Jun 30, 2026

Regulatory AUM: $8.37B
Client accounts: 142
Employees: 38
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	65	$5,137,400,000	61.3%
Pooled investment vehicles	77	$3,236,900,000	38.7%

Filing source

Form ADV 2116758 · Jun 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

BGA PRIVATE OPPORTUNITIES FUND, LLC - DC BLOX SERIESOther Private Fund · Last reported Jun 30, 2026$433MGross asset value

Form D fundraising filings

BGA Private Opportunities Fund, LLC - DC BLOX Series

Feeder funds

BGA OFFSHORE SPC LTD. - DC BLOX SEGREGATED PORTFOLIO

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-5346577516
Reported beneficial owners: 240
Minimum commitment: $0
Form D file number: 021-543953

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BGA HORIZON FUND, LLC - ARC70 III SERIESOther Private Fund · Last reported Jun 30, 2026$166MGross asset value

Form D fundraising filings

BGA Horizon Fund, LLC - ARC70 III Series

Fund administrator NAV CONSULTING, INC. OAK BROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

Fund details & source

Fund ID: 805-9126326794
Reported beneficial owners: 124
Minimum commitment: $0
Form D file number: 021-401958

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BGA HORIZON FUND, LLC - ARC70 IV SERIESOther Private Fund · Last reported Jun 30, 2026$151MGross asset value

Form D fundraising filings

BGA Horizon Fund, LLC - ARC70 IV Series

Fund administrator NAV CONSULTING, INC. OAK BROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

Fund details & source

Fund ID: 805-8996726860
Reported beneficial owners: 121
Minimum commitment: $0
Form D file number: 021-482821

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BGA PRIVATE OPPORTUNITIES FUND, LLC - VANTAGE NA SERIESOther Private Fund · Last reported Jun 30, 2026$139MGross asset value

Form D fundraising filings

BGA Private Opportunities Fund, LLC - Vantage NA Series

Feeder funds

BGA OFFSHORE SPC LTD. - VANTAGE NA SEGREGATED PORTFOLIO

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

Fund details & source

Fund ID: 805-4530215021
Reported beneficial owners: 97
Minimum commitment: $0
Form D file number: 021-532569

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BGA OPPORTUNITY ZONE FUND, LLC - 2022 SERIESReal Estate Fund · Last reported Jun 30, 2026$127MGross asset value

Form D fundraising filings

BGA Opportunity Zone Fund, LLC - 2022 Series

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian FIRST CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

Fund details & source

Fund ID: 805-7580949619
Reported beneficial owners: 60
Minimum commitment: $0
Form D file number: 021-458565

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BGA OPPORTUNITY ZONE FUND, LLC - 2021Q4 SERIESReal Estate Fund · Last reported Jun 30, 2026$111MGross asset value

Form D fundraising filings

BGA Opportunity Zone Fund, LLC - 2021Q4 Series

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian FIRST CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

Fund details & source

Fund ID: 805-5439466032
Reported beneficial owners: 86
Minimum commitment: $0
Form D file number: 021-438965

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BGA REAL ESTATE FUND, LLC - 2022 SERIESReal Estate Fund · Last reported Jun 30, 2026$85.6MGross asset value

Form D fundraising filings

BGA Real Estate Fund, LLC - 2022 Series

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

Fund details & source

Fund ID: 805-8990071666
Reported beneficial owners: 100
Minimum commitment: $0
Form D file number: 021-435857

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

260 FRANKLIN STREET, SUITE 1510
BOSTON, MA, 02110, United States

CRD 158508

Filing source

Form ADV 2116758 · Jun 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.