Investment adviser · CRD 138032

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $2.83B
Client accounts: 15
Employees: 16
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$2,195,443,716	77.7%
Government entities	Fewer than 5	$456,696,730	16.2%
Charities	Fewer than 5	$156,008,400	5.5%
Corporations & businesses	Fewer than 5	$18,948,623	0.7%

Filing source

Form ADV 2075840 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BASSWOOD OPPORTUNITY PARTNERS, L.P.Hedge Fund · Last reported Mar 30, 2026$1.51BGross asset value

Form D fundraising filings

BASSWOOD OPPORTUNITY PARTNERS, L.P.

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US, LLP NEW YORK, New York, United States

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US, LLP
PCAOB 49

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-4828970439
Reported beneficial owners: 28
Minimum commitment: $1M
Form D file number: 021-133673

Form ADV 2075840 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BASSWOOD FINANCIAL FUND, L.P.Hedge Fund · Last reported Mar 30, 2026$537MGross asset value

Form D fundraising filings

BASSWOOD FINANCIAL FUND, L.P.

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US, LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US, LLP
PCAOB 49

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-1398756934
Reported beneficial owners: 27
Minimum commitment: $1M
Form D file number: 021-159337

Form ADV 2075840 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BASSWOOD INTERNATIONAL FUND, L.P.Hedge Fund · Last reported Mar 30, 2026$37.4MGross asset value

Form D fundraising filings

Basswood International Fund, LP

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US, LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US, LLP
PCAOB 49

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4271263870
Reported beneficial owners: 16
Minimum commitment: $100K
Form D file number: 021-382202

Form ADV 2075840 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Hedge Fund · Last reported Mar 30, 2026$31.7MGross asset value

Form D fundraising filings

BASSWOOD FINANCIAL LONG ONLY FUND, L.P.

Feeder funds

BASSWOOD FINANCIAL LONG ONLY FUND LTD.

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Auditor RSM US, LLP NEW YORK, New York, United States

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM CAYMAN LTD.
PCAOB 49

RSM US, LLP
PCAOB 49

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-3133474721
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-173592

Form ADV 2075840 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BASSWOOD INTERNATIONAL LONG ONLY FUND, LTD.Hedge Fund · Last reported Mar 30, 2026$29.8MGross asset value

Form D fundraising filings

Basswood International Long Only Fund, Ltd.

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM CAYMAN LTD.
PCAOB 49

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4045088716
Reported beneficial owners: 3
Minimum commitment: $100K
Form D file number: 021-442050

Form ADV 2075840 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BASSWOOD INTERNATIONAL FUND, LTD.Hedge Fund · Last reported Mar 30, 2026$21.9MGross asset value

Form D fundraising filings

Basswood International Fund, Ltd.

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US, LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US, LLP
PCAOB 49

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-8449870038
Reported beneficial owners: 3
Minimum commitment: $100K
Form D file number: 021-382204

Form ADV 2075840 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BASSWOOD CO-INVESTMENT FUND (SPC), LTD.Hedge Fund · Last reported Mar 30, 2026$21.3MGross asset value

Feeder funds

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM CAYMAN LTD.
PCAOB 49

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-6220935556
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-381790
Form D file number: 021-494483

Form ADV 2075840 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY, 10022, United States

CRD 138032

Filing source

Form ADV 2075840 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.