Investment adviser · CRD 317002
BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC
Investment adviser filing (IA)
FOOTHILL RANCH, CA, United States · Form ADV filed Mar 22, 2022
- Regulatory AUM
- $13.5M Form ADV · Item 5.F
- Client accounts
- 41 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 18 | $12,816,854 | 94.6% |
| Retirement plans | Fewer than 5 | $724,477 | 5.4% |
Filing source
Form ADV 1624826 · Mar 22, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 22, 2022. View historical filings
Reported services
Individual portfolio management · Pension consulting
Compensation
Percentage of assets
Principal office
27442 PORTOLA PARKWAY, SUITE 155FOOTHILL RANCH, CA, 92610, United States
CRD 317002
Filing source
Form ADV 1624826 · Mar 22, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.