Investment adviser · CRD 105426

BARING ASSET MANAGEMENT LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 30, 2012

Regulatory AUM
$6.42B
Form ADV · Item 5.F
Client accounts
20
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BARING INVESTMENT SERIES, LLC: BARING FOCUSED INTERNATIONAL EQUITY FUND (WITH EMERGING MARKETS)Other Private Fund · Last reported Mar 30, 2012$766MGross asset value
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer BABSON CAPITAL SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BABSON CAPITAL SECURITIES LLC
CRD 36929 · SEC 8-47589

Fund details & source
Fund ID
805-8415065430
Reported beneficial owners
50
Minimum commitment
$2M
Form D file number
021-121761

Form ADV 604186 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARING INVESTMENT SERIES, LLC: BARING INTERNATIONAL EQUITY FUND (WITH EMERGING MARKETS)Other Private Fund · Last reported Mar 30, 2012$185MGross asset value
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer BABSON CAPITAL SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BABSON CAPITAL SECURITIES LLC
CRD 36929 · SEC 8-47589

Fund details & source
Fund ID
805-3697288534
Reported beneficial owners
12
Minimum commitment
$2M
Form D file number
021-141727

Form ADV 604186 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARING INVESTMENT SERIES, LLC: BARING INTERNATIONAL SMALL CAP EQUITY FUND (WITH EMERGING MARKETS)Other Private Fund · Last reported Mar 30, 2012$19.8MGross asset value
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer BABSON CAPITAL SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BABSON CAPITAL SECURITIES LLC
CRD 36929 · SEC 8-47589

Fund details & source
Fund ID
805-7743257327
Reported beneficial owners
2
Minimum commitment
$2M

Form ADV 604186 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2012. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

INDEPENDENCE WHARF, 470 ATLANTIC AVENUE
BOSTON, MA, 02210-2208, United States

CRD 105426

Filing source

Form ADV 604186 · Mar 30, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.