Investment adviser · CRD 106404

BARATTA INVESTMENT GROUP TBIG FINANCIAL SERVICES

Investment adviser filing (IA)

TBIG FINANCIAL SERVICES INC

· Form ADV filed Apr 3, 2013

Regulatory AUM: $44.8M
Client accounts: 34
Employees: 1
Advisory professionals: 1

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TBIG MARKET OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Apr 3, 2013$5.06MGross asset value

Form D fundraising filings

TBIG Market Opportunity Fund, L.P.

Fund administrator PANOPTIC LOS ANGLELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES GREENWOOD VILLAGE, Colorado, United States

Custodian E*TRADE CLEARING LLC NEW YORK, New York, United States Related to adviser: No

Prime broker E*TRADE CLEARING LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

E*TRADE CLEARING LLC
SEC 8-41354

E*TRADE CLEARING LLC
CRD 25025 · SEC 8-41354

Fund details & source

Fund ID: 805-4779930425
Reported beneficial owners: 0
Minimum commitment: $500K
Form D file number: 021-124731

Form ADV 721622 · Apr 3, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 3, 2013. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 106404

Filing source

Form ADV 721622 · Apr 3, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.