Investment adviser · CRD 288075

BANTAM INC.

Investment adviser filing (IA)

STAATSBURG, NY, United States · Form ADV filed Jun 26, 2023

Regulatory AUM
$11.3M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individualsFewer than 5$11,300,000100.0%
Filing source

Form ADV 1771389 · Jun 26, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BANTAM COMPOUNDER FUND LLCHedge Fund · Last reported Jun 26, 2023$11.4MGross asset value

Form D fundraising filings

BANTAM COMPOUNDER FUND LLC

Fund administrator FORMIDIUM FUND SERVICES CORP. DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian INTERACTIVE BROKERS LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BERKOWER LLC
PCAOB 11111

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source
Fund ID
805-9581775700
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-475786

Form ADV 1771389 · Jun 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANTAM DIGITAL ASSETS FUND LLCHedge Fund · Last reported Jun 26, 2023$0Gross asset value
Fund administrator SUDRANIA FUND SERVICES CORP. DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian FIREBLOCKS NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BERKOWER LLC
PCAOB 11111

Fund details & source
Fund ID
805-3315680937
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 1771389 · Jun 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 26, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting

Compensation

Percentage of assets · Hourly · Performance-based

Principal office

107 EAST MEADOWBROOK LANE
STAATSBURG, NY, 12580, United States

CRD 288075

Filing source

Form ADV 1771389 · Jun 26, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.