Investment adviser · CRD 161259

BANK OF SCOTLAND PLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

EDINBURGH, United Kingdom · Form ADV filed Mar 28, 2013

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GRAMPIAN FUNDING LIMITED - ABCP PROGRAMMESecuritized Asset Fund · Last reported Mar 28, 2013$8.59BGross asset value

Auditor PRICEWATERHOUSECOOPERS LLP LONDON, United Kingdom

Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No

Marketer BANK OF AMERICA LTD LONDON, United Kingdom Related to adviser: No

Marketer BANK OF SCOTLAND PLC LONDON, United Kingdom Related to adviser: No

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Marketer CITIBANK INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer LLOYDS SECURITIES NEW YORK, New York, United States Related to adviser: Yes

Marketer LLOYDS TSB BANK PLC LONDON, United Kingdom Related to adviser: No

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY AND CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

BANK OF SCOTLAND PLC
CRD 161259

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

LLOYDS SECURITIES
CRD 154515 · SEC 8-68647

LLOYDS TSB BANK PLC
CRD 161257

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-3466484781
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 715008 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2013. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

THE MOUND
EDINBURGH, EH1 1YZ, United Kingdom

CRD 161259

Filing source

Form ADV 715008 · Mar 28, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.