Investment adviser · CRD 115324
BALLYROCK INVESTMENT ADVISORS LLC
Investment adviser filing (IA)
BOSTON, MA, United States · Form ADV filed Jul 30, 2026
- Regulatory AUM
- $11B Form ADV · Item 5.F
- Client accounts
- 24 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 24 | $10,994,891,542 | 100.0% |
Filing source
Form ADV 2120110 · Jul 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
34 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BALLYROCK CLO 18 LTD.Securitized Asset Fund · Last reported Jul 30, 2026$547MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-7616883177
- Reported beneficial owners
- 7
- Minimum commitment
- $250K
Form ADV 2120110 · Jul 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BALLYROCK CLO 26 LTD.Securitized Asset Fund · Last reported Jul 30, 2026$542MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-5283476730
- Reported beneficial owners
- 8
- Minimum commitment
- $250K
Form ADV 2120110 · Jul 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BALLYROCK CLO 30 LTD.Securitized Asset Fund · Last reported Jul 30, 2026$508MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-2692617843
- Reported beneficial owners
- 8
- Minimum commitment
- $250K
Form ADV 2120110 · Jul 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BALLYROCK CLO 2019-2 LTDSecuritized Asset Fund · Last reported Jul 30, 2026$504MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-1233337106
- Reported beneficial owners
- 8
- Minimum commitment
- $250K
Form ADV 2120110 · Jul 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BALLYROCK CLO 29 LTD.Securitized Asset Fund · Last reported Jul 30, 2026$502MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
Fund details & source
- Fund ID
- 805-9170146066
- Reported beneficial owners
- 8
- Minimum commitment
- $250K
Form ADV 2120110 · Jul 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BALLYROCK CLO 17 LTD.Securitized Asset Fund · Last reported Jul 30, 2026$500MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876
Fund details & source
- Fund ID
- 805-9698481812
- Reported beneficial owners
- 8
- Minimum commitment
- $250K
Form ADV 2120110 · Jul 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BALLYROCK CLO 14 LTD.Securitized Asset Fund · Last reported Jul 30, 2026$495MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048
Fund details & source
- Fund ID
- 805-3323393528
- Reported beneficial owners
- 9
- Minimum commitment
- $250K
Form ADV 2120110 · Jul 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jul 30, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
245 SUMMER STREETBOSTON, MA, 02210, United States
CRD 115324
Filing source
Form ADV 2120110 · Jul 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.