Investment adviser · CRD 322064
BALLAST ROCK PRIVATE WEALTH
Investment adviser filing (IA)
BALLAST ROCK PRIVATE WEALTH LLC
CHARLESTON, SC, United States · Form ADV filed Mar 6, 2026
- Regulatory AUM
- $406M Form ADV · Item 5.F
- Client accounts
- 642 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 95 | $302,752,808 | 74.6% |
| Individuals | 140 | $81,773,602 | 20.2% |
| Corporations & businesses | 14 | $16,892,965 | 4.2% |
| Retirement plans | Fewer than 5 | $4,317,812 | 1.1% |
Filing source
Form ADV 2050636 · Mar 6, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 6, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Commissions
Principal office
460 KING STREET, SUITE 200CHARLESTON, SC, 29403, United States
CRD 322064
Filing source
Form ADV 2050636 · Mar 6, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.