BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC – investment adviser, $112M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$111,922,530	100.0%

Filing source

Form ADV 2105950 · May 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BALLAST EQUITY PARTNERS FUND I, L.P.Private Equity Fund · Last reported May 14, 2026$89.8MGross asset value

Form D fundraising filings

Ballast Equity Partners Fund I, L.P.

Fund administrator 4PINES FUND SERVICES LLC STAMFORD, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CBIZ CPAS P.C. BOSTON, Massachusetts, United States

Custodian CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CBIZ CPAS P.C.
PCAOB 199

Fund details & source

Fund ID: 805-9857138226
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-499748

Form ADV 2105950 · May 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALLAST EQUITY PARTNERS FUND I-A, L.P.Private Equity Fund · Last reported May 14, 2026$16.5MGross asset value

Fund administrator 4PINES FUND SERVICES LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CBIZ CPAS P.C. BOSTON, Massachusetts, United States

Custodian CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CBIZ CPAS P.C.
PCAOB 199

Fund details & source

Fund ID: 805-2811073361
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-49974802

Form ADV 2105950 · May 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALLAST EQUITY PARTNERS NETWORK FUND I, L.P.Private Equity Fund · Last reported May 14, 2026$5.54MGross asset value

Fund administrator 4PINES FUND SERVICES LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CBIZ CPAS P.C. BOSTON, Massachusetts, United States

Custodian CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CBIZ CPAS P.C.
PCAOB 199

Fund details & source

Fund ID: 805-5883536551
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-49974801

Form ADV 2105950 · May 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 14, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

225 DYER STREET, FLOOR 2
PROVIDENCE, RI, 02903, United States

CRD 330189

Filing source

Form ADV 2105950 · May 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.