Investment adviser · CRD 311116
BALLAST ASSET MANAGEMENT
Investment adviser filing (IA)
BALLAST ASSET MANAGEMENT, LP
DALLAS, TX, United States · Form ADV filed Jul 9, 2026
- Regulatory AUM
- $221M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $152,872,423 | 69.3% |
| Retirement plans | Fewer than 5 | $67,786,294 | 30.7% |
Filing source
Form ADV 2118708 · Jul 9, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 9, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
3879 MAPLE AVENUE, SUITE 300DALLAS, TX, 75219, United States
CRD 311116
Filing source
Form ADV 2118708 · Jul 9, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.