Investment adviser · CRD 133950
BALL & COMPANY
Investment adviser filing (IA)
BALL & COMPANY WEALTH MANAGEMENT, INC.
· Form ADV filed Feb 4, 2026
- Regulatory AUM
- $203M Form ADV · Item 5.F
- Client accounts
- 450 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 58 | $159,100,468 | 78.3% |
| Individuals | 89 | $37,410,895 | 18.4% |
| Retirement plans | 7 | $6,498,055 | 3.2% |
| Corporations & businesses | Fewer than 5 | $54,827 | 0.0% |
Filing source
Form ADV 2040752 · Feb 4, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 4, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
CRD 133950
Filing source
Form ADV 2040752 · Feb 4, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.