Investment adviser · CRD 129429
BALDWIN & ASSOCIATES
Investment adviser filing (IA)
MARY E. BALDWIN, CFP, PROFESSIONAL ASSOCIATION
INDIAN HARBOUR BEACH, FL, United States · Form ADV filed Jun 25, 2020
- Regulatory AUM
- $155M Form ADV · Item 5.F
- Client accounts
- 551 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 60 | $115,106,555 | 74.4% |
| Individuals | 56 | $31,391,616 | 20.3% |
| Retirement plans | 7 | $8,246,039 | 5.3% |
Filing source
Form ADV 1436822 · Jun 25, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 25, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2000 SOUTH PATRICK DRIVE #6INDIAN HARBOUR BEACH, FL, 32937, United States
CRD 129429
Filing source
Form ADV 1436822 · Jun 25, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.