Investment adviser · CRD 157426

BALCONY PARTNERS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 15, 2017

Regulatory AUM
$25.2M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BALCONY ULTRA DECAY STRATEGIES, LPHedge Fund · Last reported Oct 29, 2014$2.19MGross asset value
Fund administrator BGT FUND ADMINISTRATION, LLC LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS NEW YORK, New York, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Marketer SARATOGA CAPITAL MARKETS NEW YORK, New York, United States Related to adviser: No
Marketer TRIPLE A PARTNERS HONG KONG, Hong Kong Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SARATOGA CAPITAL MARKETS
CRD 120888 · SEC 8-65354

Fund details & source
Fund ID
805-4813696025
Reported beneficial owners
9
Minimum commitment
$250K

Form ADV 852104 · Oct 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 15, 2017. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

540 MADISON AVENUE, 18TH FLOOR
NEW YORK, NY, 10022, United States

CRD 157426

Filing source

Form ADV 1087422 · Mar 15, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.