Investment adviser · CRD 161634

BAKER CAPITAL CORP.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Aug 25, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BAKER COMMUNICATIONS FUND II (QP), L.P.Private Equity Fund · Last reported Aug 25, 2023$714KGross asset value
Fund administrator LOCALPOSTS LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NASSAU, Bahamas, The
Custodian JP MORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

JP MORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-7558174061
Reported beneficial owners
131
Minimum commitment
$100K

Form ADV 1782015 · Aug 25, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAKER COMMUNICATIONS FUND II, L.P.Private Equity Fund · Last reported Aug 25, 2023$7.28KGross asset value
Fund administrator LOCALPOSTS LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NASSAU, Bahamas, The
Custodian JP MORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

JP MORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-5350017787
Reported beneficial owners
5
Minimum commitment
$75K

Form ADV 1782015 · Aug 25, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAKER COMMUNICATIONS FUND (CAYMAN), L.P.Private Equity Fund · Last reported May 18, 2012$196MGross asset value
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian ABN AMRO MEESPIERSON ROTTERDAM, Netherlands Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC BALTIMORE, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-2773251711
Reported beneficial owners
84
Minimum commitment
$5M

Form ADV 647937 · May 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAKER COMMUNICATIONS FUND, L.P.Private Equity Fund · Last reported May 18, 2012$19.7MGross asset value
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC BALTIMORE, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-2337699444
Reported beneficial owners
84
Minimum commitment
$5M

Form ADV 647937 · May 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAKER CAPITAL III, LLCVenture Capital Fund · Last reported Mar 31, 2015$1.98MGross asset value
Auditor WEISERMAZARS LLP NEW YORK, New York, United States
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2565384724
Reported beneficial owners
7
Minimum commitment
$10K

Form ADV 891390 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAKER COMMUNICATIONS FUND II (CAYMAN), L.P.Private Equity Fund · Last reported Mar 26, 2018$0Gross asset value
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BLG BNP PARIBAS LUXEMBOURG, Luxembourg Related to adviser: No
Custodian INTERTRUST (CURACAO) B.V. WILLEMSTAD, Other Related to adviser: No
Custodian JP MORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC BALTIMORE, Maryland, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BLG BNP PARIBAS
LEI UAIAINAJ28P30E5GWE37

JP MORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

Fund details & source
Fund ID
805-6135196959
Reported beneficial owners
152
Minimum commitment
$100K

Form ADV 1180170 · Mar 26, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 25, 2023. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

575 MADISON AVENUE - 9TH FLOOR
NEW YORK, NY, 10022-2511, United States

CRD 161634

Filing source

Form ADV 1782015 · Aug 25, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.