Investment adviser · CRD 158278

BARINGS GLOBAL ADVISERS LIMITED

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Mar 29, 2019

Regulatory AUM: $24.2B
Client accounts: 44
Employees: 487
Advisory professionals: 141

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	32	$19,103,529,821	79.0%
Insurance companies	5	$4,219,688,010	17.4%
Corporations & businesses	5	$534,070,418	2.2%
Charities	Fewer than 5	$291,709,742	1.2%
Investment companies	1	$42,557,998	0.2%
Retirement plans	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1279663 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BARINGS GLOBAL CREDIT FUND (LUX) SCSP, SICAV-SIFOther Private Fund · Last reported Mar 29, 2019$1.75BGross asset value

Fund administrator BROWN BROTHERS HARRIMAN LUXEMBOURG SCA LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LUXEMBOURG LUXEMBOURG, Luxembourg

Custodian BROWN BROTHERS HARRIMAN (LUXEMBOURG) SCA LUXEMBOURG, Luxembourg Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LUXEMBOURG
PCAOB 2831

Fund details & source

Fund ID: 805-1655485261
Reported beneficial owners: 6
Minimum commitment: $5M
Form D file number: 021-1652093

Form ADV 1279663 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS SPECIAL SITUATIONS CREDIT 2 LPSecuritized Asset Fund · Last reported Mar 29, 2019$1.38BGross asset value

Form D fundraising filings

Babson Capital Global Special Situations Credit 2 LP

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT PLC LONDON, United Kingdom

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG AUDIT PLC
PCAOB 1119

Fund details & source

Fund ID: 805-1281052038
Reported beneficial owners: 20
Minimum commitment: $1.1M
Form D file number: 021-230257

Form ADV 1279663 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DANSKE EUROPEAN LOAN FUND IOther Private Fund · Last reported Mar 29, 2019$649MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3960132453
Reported beneficial owners: 1
Minimum commitment: $115K

Form ADV 1279663 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS EUROPEAN DIRECT LENDING 1 LPOther Private Fund · Last reported Mar 29, 2019$372MGross asset value

Feeder funds

BARINGS EUROPEAN DIRECT LENDING 1 L.P.

Fund administrator RBC INVESTOR SERVICES BANK SA LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG UK LUXEMBOURG, Luxembourg

Custodian RBC INVESTOR SERVICES BANK SA LUXEMBOURG, Luxembourg Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG UK
PCAOB 2831

Fund details & source

Fund ID: 805-7688207422
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1279663 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS EUROPEAN DIRECT LENDING 1 SARLOther Private Fund · Last reported Mar 29, 2019$372MGross asset value

Feeder funds

BARINGS EUROPEAN DIRECT LENDING 1 L.P.

Fund administrator RBC INVESTOR SERVICES BANK SA LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LUXEMBOURG LUXEMBOURG, Luxembourg

Custodian RBC INVESTOR SERVICES BANK SA LUXEMBOURG, Luxembourg Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LUXEMBOURG
PCAOB 2831

Fund details & source

Fund ID: 805-7568415029
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1279663 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS GLOBAL INVESTMENT FUNDS PLCOther Private Fund · Last reported Oct 19, 2018$18.6BGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer AKTIA ASSET MANAGEMENT PLC HELSINKI, Finland Related to adviser: No

Marketer ALLFUNDS BANK INTERNATIONAL S.A BOULEVARD ROYAL L-2449, Luxembourg Related to adviser: No

Marketer ALLFUNDS BANK S.A. MADRID, Spain Related to adviser: No

Marketer BARCLAYS BANK PLC SINGAPORE, Singapore Related to adviser: No

Marketer BARINGS AUSTRALIA PTY LTD SYDNEY, Australia Related to adviser: Yes

Marketer BARINGS INVESTMENT ADVISERS (HONG KONG) LTD HONG KONG, Hong Kong Related to adviser: Yes

Marketer BARINGS LLC CHARLOTTE, North Carolina, United States Related to adviser: Yes

Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Marketer BARINGS (U.K.) LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer DANSKE CAPITAL LYNGBY, Denmark Related to adviser: No

Marketer NH INVESTMENT & SECURITIES CO., LTD SEOUL, Korea, South Related to adviser: No

Marketer NOMURA FINANCIAL INVESTMENTS (KOREA) CO., LTD SEOUL, Korea, South Related to adviser: No

Marketer SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden Related to adviser: No

Marketer UBS AG BASEL, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1116

BARINGS AUSTRALIA PTY LTD
CRD 169697

BARINGS LLC
CRD 106006 · SEC 801-241

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

BARINGS (U.K.) LIMITED
CRD 158277

Fund details & source

Fund ID: 805-1303641090
Reported beneficial owners: 426
Minimum commitment: $1.05M
Form D file number: 021-148239

Form ADV 1246804 · Oct 19, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALMACK MEZZANINE III LPOther Private Fund · Last reported Oct 19, 2018$119MGross asset value

Fund administrator SANNE GROUP LUXEMBOURG CITY, Luxembourg Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG AUDIT PLC LONDON, United Kingdom

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG AUDIT PLC
PCAOB 1119

Fund details & source

Fund ID: 805-7496597925
Reported beneficial owners: 6
Minimum commitment: $13.8M

Form ADV 1246804 · Oct 19, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

20 OLD BAILEY
LONDON, EC4M 7BF, United Kingdom

CRD 158278

Filing source

Form ADV 1279663 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.