Investment adviser · CRD 157160

B. RILEY ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Feb 17, 2015

Regulatory AUM
$22.5M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BRC EMERGING MANAGERS FUND OF FUNDS, LPHedge Fund · Last reported Feb 17, 2015$10.5MGross asset value
Fund administrator ALPS PRICE MEADOWS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian COLORADO STATE BANK AND TRUST DENVER, Colorado, United States Related to adviser: No
Marketer B. RILEY & CO., LLC LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

B. RILEY & CO., LLC
CRD 40355

Fund details & source
Fund ID
805-5721810442
Reported beneficial owners
1
Minimum commitment
$500K
Form D file number
021-158553

Form ADV 873132 · Feb 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BRC SPECIAL SITUATIONS FUND, LPHedge Fund · Last reported Feb 17, 2015$839KGross asset value
Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer B. RILEY & CO., LLC LOS ANGELES, California, United States Related to adviser: Yes
Prime broker B. RILEY & CO., LLC LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

B. RILEY & CO., LLC
CRD 40355

B. RILEY & CO., LLC
CRD 40355 · SEC 8-49016

Fund details & source
Fund ID
805-1692177675
Reported beneficial owners
3
Minimum commitment
$500K
Form D file number
021-209395

Form ADV 873132 · Feb 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 17, 2015. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

11100 SANTA MONICA BLVD., SUITE 800
LOS ANGELES, CA, 90025, United States

CRD 157160

Filing source

Form ADV 873132 · Feb 17, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.