Investment adviser · CRD 286360

AZTLAN EQUITY MANAGEMENT, LLC

Investment adviser filing (IA)

MCLEAN, VA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $851M
Client accounts: 15
Employees: 10
Advisory professionals: 0

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	9	$408,024,997	47.9%
Other clients	Fewer than 5	$333,984,330	39.2%
High-net-worth individuals	Fewer than 5	$107,581,204	12.6%
Individuals	Fewer than 5	$1,466,297	0.2%

Filing source

Form ADV 2064409 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AZTLAN GLOBAL SMID CAP STRATEGY (SERIES 436) NOTES DUE 2030Other Private Fund · Last reported Mar 31, 2026$13.5MGross asset value

Auditor DELOITTE IRELAND LLP DUBLIN, Ireland

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE IRELAND LLP
PCAOB 1193

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-9758533511
Reported beneficial owners: 15
Minimum commitment: $125K

Form ADV 2064409 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AZTLAN LARGE CAPS (XS2886122006)Hedge Fund · Last reported Mar 31, 2026$11.5MGross asset value

Auditor DELOITTE IRELAND LLP DUBLIN, Ireland

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE IRELAND LLP
PCAOB 1193

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-7700204356
Reported beneficial owners: 4
Minimum commitment: $250K
Form D file number: 021-275315

Form ADV 2064409 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AZTTRO GLOBAL SMID CAPS (XS2034602792)Hedge Fund · Last reported Mar 31, 2026$3.13MGross asset value

Form D fundraising filings

AZTLAN Emerging & Frontier Smidcap Fund, LP

Auditor DELOITTE IRELAND LLP DUBLIN, Ireland

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE IRELAND LLP
PCAOB 1193

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-9820405409
Reported beneficial owners: 4
Minimum commitment: $250K
Form D file number: 021-275315

Form ADV 2064409 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AZTLAN FIXED INCOME (XS2886122188)Hedge Fund · Last reported Mar 31, 2026$2.39MGross asset value

Auditor DELOITTE IRELAND LLP DUBLIN, Ireland

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE IRELAND LLP
PCAOB 1193

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-6542774908
Reported beneficial owners: 4
Minimum commitment: $250K
Form D file number: 021-275315

Form ADV 2064409 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANORTE FM2 (MX52FO0A0010)Hedge Fund · Last reported Jul 7, 2020$5MGross asset value

Auditor DELOITTE MEXICO MEXICO CITY, Mexico

Custodian INDEVAL MEXICO CITY, Mexico Related to adviser: No

Prime broker BANORTE CASA DE BOLSA MEXICO CITY, Mexico

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE MEXICO
PCAOB 34

Fund details & source

Fund ID: 805-2617311284
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1430895 · Jul 7, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACTINVER ACTP13 (MX52AC1H0018)Hedge Fund · Last reported Apr 1, 2024$3.95MGross asset value

Auditor KPMG MEXICO MEXICO CITY, Mexico

Custodian INDEVAL MEXICO CITY, Mexico Related to adviser: No

Prime broker ACTINVER CASA DE BOLSA MEXICO CITY, Mexico

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG MEXICO
PCAOB 1141

Fund details & source

Fund ID: 805-9801352492
Reported beneficial owners: 9
Minimum commitment: $1K

Form ADV 1854075 · Apr 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AZTLAN EMERGING AND FRONTIER SMID CAP MASTER FUND, LTD.Hedge Fund · Last reported Mar 6, 2018$116KGross asset value

Feeder funds

AZTLAN EMERGING AND FRONTIER SMID CAP FUND, LP
AZTLAN EMERGING AND FRONTIER SMID CAP FUND, LTD.

Fund administrator MAITLAND ADMINISTRATION , LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States

Prime broker WEEDEN PRIME SERVICES, LLC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

PERSHING LLC
SEC 8-17574

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787

Fund details & source

Fund ID: 805-8721259150
Reported beneficial owners: 1
Minimum commitment: $0
Form D file number: 021-275315

Form ADV 1178155 · Mar 6, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1751 PINNACLE DRIVE, SUITE 600
MCLEAN, VA, 22102-3831, United States

CRD 286360

Filing source

Form ADV 2064409 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.