Investment adviser · CRD 300096

AXOS SECURITIES RIA, LLC

Investment adviser filing (IA)

LAS VEGAS, NV, United States · Form ADV filed Jan 16, 2019

Regulatory AUM
$0
Form ADV · Item 5.F
Client accounts
0
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 16, 2019. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets · Fixed

Principal office

9205 WEST RUSSELL ROAD, SUITE 400
LAS VEGAS, NV, 89148, United States

CRD 300096

Filing source

Form ADV 1265144 · Jan 16, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.