Investment adviser · CRD 160353

AXIOM VENTURE ADVISORS INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

EAST HARTFORD, CT, United States · Form ADV filed Mar 28, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AXIOM SECURITIES LLCVenture Capital Fund · Last reported Mar 28, 2017$458KGross asset value
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PERSHING LLC
SEC 8-17574

Fund details & source
Fund ID
805-3005727072
Reported beneficial owners
24
Minimum commitment
$150K

Form ADV 1099244 · Mar 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AXIOM VENTURE PARTNERS III L.P.Venture Capital Fund · Last reported Mar 28, 2017$0Gross asset value
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PERSHING LLC
SEC 8-17574

Fund details & source
Fund ID
805-5176833874
Reported beneficial owners
30
Minimum commitment
$150K

Form ADV 1099244 · Mar 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AXIOM VENTURE PARTNERS II L.P.Venture Capital Fund · Last reported Mar 30, 2012$139KGross asset value
Auditor PRICE WATERHOUSE COOPERS HARTFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2470105665
Reported beneficial owners
8
Minimum commitment
$100K

Form ADV 624612 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

222 PITKIN ST
EAST HARTFORD, CT, 06108, United States

CRD 160353

Filing source

Form ADV 1099244 · Mar 28, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.