Investment adviser · CRD 287980
AWM CAPITAL, LLC
PHOENIX, AZ, United States · Form ADV filed Mar 31, 2025
- Regulatory AUM
- $1.15B Form ADV · Item 5.F
- Client accounts
- 2,586 Accounts, not individual clients
- Employees
- 27 Reported in this filing
- Advisory professionals
- 24 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $432,604,263 | 24 | Mar 23, 2022 |
| 2022 | $530,893,901 | 21 | Mar 28, 2023 |
| 2023 | $860,648,664 | 30 | Mar 28, 2024 |
| 2024 | $1,152,024,220 | 27 | Mar 31, 2025 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 199 | $995,918,823 | 86.4% |
| Individuals | 219 | $78,205,637 | 6.8% |
| Pooled investment vehicles | 8 | $70,118,882 | 6.1% |
| Charities | Fewer than 5 | $6,790,292 | 0.6% |
| Retirement plans | Fewer than 5 | $922,112 | 0.1% |
| Corporations & businesses | 10 | $68,474 | 0.0% |
Filing source
Form ADV 1958563 · Mar 31, 2025 · Item 5.D
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
8 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
AWM VENTURES SPV IIIVenture Capital Fund$250KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
FRANK, RIMERMAN + CO. LLP
PCAOB 1596
Fund details & source
- Fund ID
- 805-5167345053
- Reported beneficial owners
- 15
- Minimum commitment
- $1K
- Form D file number
- 021-431205
Form ADV 1958563 · Mar 31, 2025 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since May 15, 2024 · previous imported filing
- Regulatory AUM$860,648,664 → $1,152,024,220
- Client accounts2,463 → 2,586
- Employees30 → 27
Filing source
Form ADV 1958563 · Mar 31, 2025 · Items 1 & 5
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.15B
- Non-discretionary
- $0
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1 N. 1ST STREET, SUITE 700PHOENIX, AZ, 85004, United States
CRD 287980
Filing source
Form ADV 1958563 · Mar 31, 2025 · Items 1 & 5
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.