Investment adviser · CRD 287980

AWM CAPITAL, LLC

PHOENIX, AZ, United States · Form ADV filed Nov 18, 2021

Regulatory AUM
$268M
Form ADV · Item 5.F
Client accounts
1,109
Accounts, not individual clients
Employees
14
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals107$228,294,71685.2%
Individuals126$36,714,29813.7%
Pooled investment vehicles3$2,981,8541.1%
Charities1$21,3010.0%
Filing source

Form ADV 1578709 · Nov 18, 2021 · Item 5.D

Reported by AWM CAPITAL, LLC (CRD 287980).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

AWM VENTURE OPPORTUNITY FUND I LLCVenture Capital Fund$1.04MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4023163303
Reported beneficial owners
25
Minimum commitment
$5K
Form D file number
021-370275

Form ADV 1578709 · Nov 18, 2021 · Schedule D 7.B.(1)

Reported by AWM CAPITAL, LLC (CRD 287980).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1578709 · Nov 18, 2021 · Items 1 & 5

Reported by AWM CAPITAL, LLC (CRD 287980).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$268M
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Financial planning · Individual portfolio management · Pooled investment vehicle management

    Compensation

    Percentage of assets · Hourly · Fixed

    Principal office

    1 N 1ST ST SUITE 700
    PHOENIX, AZ, 85004, United States

    CRD 287980

    Filing source

    Form ADV 1578709 · Nov 18, 2021 · Items 1 & 5

    Reported by AWM CAPITAL, LLC (CRD 287980).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.