Investment adviser · CRD 168908

AVOCA CAPITAL

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

AVOCA CAPITAL HOLDINGS

DUBLIN, Ireland · Form ADV filed Apr 1, 2014

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AVOCA CLO VIIOther Private Fund · Last reported Apr 1, 2014$911MGross asset value

Fund administrator DEUTSCHE BANK AG LONDON BRANCH LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5848328704
Reported beneficial owners: 61
Minimum commitment: $133K

Form ADV 814158 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVOCA CREDIT OPPORTUNITIES FUNDOther Private Fund · Last reported Apr 1, 2014$679MGross asset value

Fund administrator DEUTSCHE BANK AG LONDON BRANCH LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2494141337
Reported beneficial owners: 12
Minimum commitment: $133K

Form ADV 814158 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVOCA CLO VIIIOther Private Fund · Last reported Apr 1, 2014$641MGross asset value

Fund administrator DEUTSCHE BANK AG LONDON BRANCH LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7316525468
Reported beneficial owners: 32
Minimum commitment: $133K

Form ADV 814158 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVOCA CLO VIOther Private Fund · Last reported Apr 1, 2014$634MGross asset value

Fund administrator DEUTSCHE BANK AG LONDON BRANCH LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7344264679
Reported beneficial owners: 39
Minimum commitment: $133K

Form ADV 814158 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVOCA CLO VOther Private Fund · Last reported Apr 1, 2014$573MGross asset value

Fund administrator DEUTSCHE BANK AG LONDON BRANCH LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7131836694
Reported beneficial owners: 36
Minimum commitment: $133K

Form ADV 814158 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACA EURO CLOOther Private Fund · Last reported Apr 1, 2014$469MGross asset value

Fund administrator ELAVON FINANCIAL SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1451963486
Reported beneficial owners: 17
Minimum commitment: $133K

Form ADV 814158 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LOMBARD STREET CLO I PLCOther Private Fund · Last reported Apr 1, 2014$438MGross asset value

Fund administrator BANK OF NEW YORK MELLON DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8985886439
Reported beneficial owners: 21
Minimum commitment: $133K

Form ADV 814158 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

75 STEPHEN'S GREEN, DUBLIN 2
DUBLIN, Ireland

CRD 168908

Filing source

Form ADV 814158 · Apr 1, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.