Investment adviser · CRD 287525

AVESTAR CAPITAL, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 24, 2026

Regulatory AUM: $2.07B
Client accounts: 190
Employees: 16
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	142	$1,960,921,290	94.9%
Pooled investment vehicles	4	$61,699,750	3.0%
Charities	5	$20,464,483	1.0%
Individuals	28	$16,878,323	0.8%
Corporations & businesses	8	$6,778,941	0.3%

Filing source

Form ADV 2134587 · Sep 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

3ALPHA PRIVATE FUNDS LPPrivate Equity Fund · Last reported Sep 24, 2026$20.1MGross asset value

Feeder funds

PRIVATE EQUITY 2025- 2026 VINTAGE FUND, A SERIES OF 3 ALPHA SERIES FUNDS, LP

Fund administrator NAV FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO
PCAOB 673

Fund details & source

Fund ID: 805-4072841023
Reported beneficial owners: 26
Minimum commitment: $250K

Form ADV 2134587 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

3 ALPHA INDIA MULTI MANAGER EQUITY FUND SPV LPOther Private Fund · Last reported Sep 24, 2026$12MGross asset value

Form D fundraising filings

3 Alpha India Multi Manager Equity Fund SPV LP

Fund administrator NAV FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO ENGLEWOOD, Colorado, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED CONVINGTON, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO
PCAOB 679

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-6748882718
Reported beneficial owners: 14
Minimum commitment: $500K
Form D file number: 021-520112

Form ADV 2134587 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVESTAR STRUCTURED NOTE SPV, LPOther Private Fund · Last reported Sep 24, 2026$11.6MGross asset value

Fund administrator NAV FUND ADMINSITRATION OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICERS JEFFRIES LLP DENVER, Colorado, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICERS JEFFRIES LLP
PCAOB 349

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-5628300663
Reported beneficial owners: 23
Minimum commitment: $100K

Form ADV 2134587 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVESTAR STRUCTURED NOTE SPV, LPOther Private Fund · Last reported Sep 7, 2022$45.3MGross asset value

Fund administrator NAV FUND ADMINSITRATION OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICERS JEFFRIES LLP DENVER, Colorado, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICERS JEFFRIES LLP
PCAOB 349

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-1490352986
Reported beneficial owners: 10
Minimum commitment: $100K

Form ADV 1674383 · Sep 7, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVESTAR GLOBAL GROWTH STRATEGY SPHedge Fund · Last reported Jan 10, 2025$3.3MGross asset value

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO ENGLEWOOD, Colorado, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED CONVINGTON, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO
PCAOB 679

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-6711879665
Reported beneficial owners: 8
Minimum commitment: $100K

Form ADV 1925871 · Jan 10, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVESTAR GLOBAL GROWTH STRATEGY SPHedge Fund · Last reported Sep 7, 2022$2.37MGross asset value

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICERS JEFFRIES LLP (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED CONVINGTON, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICERS JEFFRIES LLP (CAYMAN)
PCAOB 349

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-1805386614
Reported beneficial owners: 7
Minimum commitment: $100K

Form ADV 1674383 · Sep 7, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVESTAR GLOBAL VALUE STRATEGY SPHedge Fund · Last reported Jun 28, 2021$2.35KGross asset value

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian NATIONAL FINANCIAL SERVICES LLC COVINGTON, Kentucky, United States Related to adviser: No

Prime broker STONEX FINANCIAL INC. WINTER PARK, Florida, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

STONEX FINANCIAL INC.
CRD 45993 · SEC 8-51269

Fund details & source

Fund ID: 805-1379137790
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1550022 · Jun 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

400 MADISON AVENUE, FLOOR 21
NEW YORK, NY, 10017, United States

CRD 287525

Filing source

Form ADV 2134587 · Sep 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.