Investment adviser · CRD 173070

ATON FINANCIAL LLC

Investment adviser filing (IA)

SAN JUAN, PR, United States · Form ADV filed Jul 1, 2026

Regulatory AUM: $601M
Client accounts: 422
Employees: 9
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	85	$342,819,079	57.1%
Pooled investment vehicles	5	$172,342,614	28.7%
Individuals	169	$42,457,432	7.1%
Corporations & businesses	9	$33,835,590	5.6%
Retirement plans	6	$7,115,000	1.2%
Charities	Fewer than 5	$2,316,465	0.4%

Filing source

Form ADV 2117233 · Jul 1, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

JOMA FUND LLCPrivate Equity Fund · Last reported Jul 1, 2026$70MGross asset value

Auditor GALINDEZ LLC SAN JUAN, Puerto Rico, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2852130412
Reported beneficial owners: 1
Minimum commitment: $100K
Form D file number: 021-1843968

Form ADV 2117233 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POWER FUND LLCPrivate Equity Fund · Last reported Jul 1, 2026$53MGross asset value

Auditor GRUPO SILA PR SAN JUAN, Puerto Rico, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2875932840
Reported beneficial owners: 1
Minimum commitment: $250K
Form D file number: 021-1955469

Form ADV 2117233 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GM GROUP FUND II LLCPrivate Equity Fund · Last reported Jul 1, 2026$23MGross asset value

Auditor HIPOLITO TORRES RUVERA CPA GROUP SAN JUAN, Puerto Rico, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5425629996
Reported beneficial owners: 3
Minimum commitment: $250K
Form D file number: 021-1819192

Form ADV 2117233 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADMIRAL CAPITAL GROUP FUND LLCPrivate Equity Fund · Last reported Jul 1, 2026$16MGross asset value

Form D fundraising filings

Admiral Capital Group Fund LLC

Auditor DRIVEN, P.S.C. GUAYANABO, Puerto Rico, United States

Custodian CHARLES SCHWAB & CO., INC. WEST LAKE, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DRIVEN, P.S.C.
PCAOB 6817

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-6816023792
Reported beneficial owners: 6
Minimum commitment: $250K
Form D file number: 021-536009

Form ADV 2117233 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IPS INVESTMENT FUND, LLCPrivate Equity Fund · Last reported Jul 1, 2026$10MGross asset value

Form D fundraising filings

IPS Investment Fund, LLC - Series I

Auditor DRIVEN, P.S.C. GUAYANABO, Puerto Rico, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

DRIVEN, P.S.C.
PCAOB 6817

Fund details & source

Fund ID: 805-2401824069
Reported beneficial owners: 3
Minimum commitment: $250K
Form D file number: 021-492760

Form ADV 2117233 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GM GROUP FUND LLCPrivate Equity Fund · Last reported Jul 12, 2021$2MGross asset value

Auditor HIPOLITO TORRES RUVERA CPA GROUP SAN JUAN, Puerto Rico, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5841625035
Reported beneficial owners: 3
Minimum commitment: $250K
Form D file number: 021-21332563

Form ADV 1552757 · Jul 12, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 1, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

1116 PONCE DE LEON, SUITE 300
SAN JUAN, PR, 00907, United States

CRD 173070

Filing source

Form ADV 2117233 · Jul 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.