Investment adviser · CRD 155341

ATLANTIS INVESTMENT MANAGEMENT LIMITED

Investment adviser filing (IA)

HONG KONG, Hong Kong · Form ADV filed May 30, 2019

Regulatory AUM: $524M
Client accounts: 15
Employees: 17
Advisory professionals: 8

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	13	$480,365,360	91.7%
Corporations & businesses	Fewer than 5	$43,684,744	8.3%

Filing source

Form ADV 1325578 · May 30, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ATLANTIS CHINA FUNDOther Private Fund · Last reported May 30, 2019$36.8MGross asset value

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer NORDICUS GROUP AB STOCKHOLM, Sweden Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1411

Fund details & source

Fund ID: 805-8500197241
Reported beneficial owners: 50
Minimum commitment: $25K

Form ADV 1325578 · May 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ATLANTIS CHINA HEALTHCARE FUNDHedge Fund · Last reported May 30, 2019$27.4MGross asset value

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer NORDICUS GROUP AB STOCKHOLM, Sweden Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1411

Fund details & source

Fund ID: 805-5881322536
Reported beneficial owners: 41
Minimum commitment: $25K

Form ADV 1325578 · May 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIVERWOOD FORTUNE FUNDHedge Fund · Last reported Jan 29, 2014$34MGross asset value

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON GRAND CAYMAN, Cayman Islands

Custodian MERRILL LYNCH INTERNATIONAL LTD LONDON, United Kingdom Related to adviser: No

Marketer HRC FUND ASSOCIATES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HRC FUND ASSOCIATES, LLC
CRD 142846 · SEC 8-67496

Fund details & source

Fund ID: 805-1434109721
Reported beneficial owners: 20
Minimum commitment: $100K

Form ADV 781649 · Jan 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ATLANTIS NEW CHINA FORTUNE FUNDOther Private Fund · Last reported Jan 30, 2013$17.9MGross asset value

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON DUBLIN, Ireland

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer HRC FUND ASSOCIATES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HRC FUND ASSOCIATES, LLC
CRD 142846 · SEC 8-67496

Fund details & source

Fund ID: 805-7595618094
Reported beneficial owners: 137
Minimum commitment: $10K

Form ADV 696802 · Jan 30, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 30, 2019. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

35/F, THE CENTRIUM, 60 WYNDHAM STREET,CENTRAL
HONG KONG, Hong Kong

CRD 155341

Filing source

Form ADV 1325578 · May 30, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.