Investment adviser · CRD 152961

ASTENBECK CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

SOUTHPORT, CT, United States · Form ADV filed Mar 30, 2017

Regulatory AUM
$2.66B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
22
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ASTENBECK MASTER COMMODITIES FUND II LTDHedge Fund · Last reported Feb 10, 2015$2.29BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG STAMFORD, Connecticut, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Related to adviser: No
Custodian CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No
Marketer PARK HILL GROUP LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

Fund details & source
Fund ID
805-3231772972
Reported beneficial owners
156
Minimum commitment
$25M
Form D file number
021-114881
Form D file number
021-143796

Form ADV 875785 · Feb 10, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERMAL ASTENBECK LTD.Hedge Fund · Last reported Feb 10, 2015$101MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Other Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Other Related to adviser: No
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source
Fund ID
805-2353158958
Reported beneficial owners
15
Minimum commitment
$100K

Form ADV 875785 · Feb 10, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

200 PEQUOT AVENUE
SOUTHPORT, CT, 06890-1371, United States

CRD 152961

Filing source

Form ADV 1098420 · Mar 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.