Investment adviser · CRD 283487
ASSURANT INVESTMENT MANAGEMENT LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Aug 3, 2020
- Regulatory AUM
- $116M Form ADV · Item 5.F
- Client accounts
- 1 Accounts, not individual clients
- Employees
- 23 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 6 | $116,158,550 | 100.0% |
Filing source
Form ADV 1448548 · Aug 3, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
AIM REAL ESTATE CO-INVESTMENT FUND, LPReal Estate Fund · Last reported Aug 3, 2020$116MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSE COOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-2914341947
- Reported beneficial owners
- 24
- Minimum commitment
- $5M
Form ADV 1448548 · Aug 3, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ASSURANT CLO III, LTD.Securitized Asset Fund · Last reported May 6, 2020$470MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-2315631497
- Reported beneficial owners
- 4
- Minimum commitment
- $250K
Form ADV 1420548 · May 6, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ASSURANT CLO IV, LTDSecuritized Asset Fund · Last reported May 6, 2020$461MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
Fund details & source
- Fund ID
- 805-3285372484
- Reported beneficial owners
- 3
- Minimum commitment
- $250K
Form ADV 1420548 · May 6, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ASSURANT CLO II, LTD.Securitized Asset Fund · Last reported May 6, 2020$436MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-8468613107
- Reported beneficial owners
- 4
- Minimum commitment
- $250K
Form ADV 1420548 · May 6, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ASSURANT CLO I, LTD.Securitized Asset Fund · Last reported May 6, 2020$412MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-9643714013
- Reported beneficial owners
- 5
- Minimum commitment
- $250K
Form ADV 1420548 · May 6, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ASSURANT CLO V, LTD.Securitized Asset Fund · Last reported May 6, 2020$141MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6244869658
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1420548 · May 6, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Aug 3, 2020. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
28 LIBERTY STREET, 41ST FLOORNEW YORK, NY, 10005, United States
CRD 283487
Filing source
Form ADV 1448548 · Aug 3, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.