Investment adviser · CRD 111535
ASSET PLANNING, INC
Investment adviser filing (IA)
LOS ALAMITOS, CA, United States · Form ADV filed Jan 26, 2026
- Regulatory AUM
- $553M Form ADV · Item 5.F
- Client accounts
- 973 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 186 | $471,086,153 | 85.1% |
| Individuals | 187 | $79,918,251 | 14.4% |
| Retirement plans | Fewer than 5 | $2,460,462 | 0.4% |
Filing source
Form ADV 2045101 · Jan 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 26, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
4281 KATELLA AVENUE, SUITE 203LOS ALAMITOS, CA, 90720, United States
CRD 111535
Filing source
Form ADV 2045101 · Jan 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.