Investment adviser · CRD 110709

ASSET & FINANCIAL PLANNING, LTD

Investment adviser filing (IA)

POUGHKEEPSIE, NY, United States · Form ADV filed Mar 12, 2014

Regulatory AUM
$317M
Form ADV · Item 5.F
Client accounts
2,395
Accounts, not individual clients
Employees
90
Reported in this filing
Advisory professionals
90
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 12, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

11 RAYMOND AVENUE
POUGHKEEPSIE, NY, 12603, United States

CRD 110709

Filing source

Form ADV 799357 · Mar 12, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.