Investment adviser · CRD 135287

ASPEN PARTNERS, LTD.

Investment adviser filing (IA)

ATLANTA, GA, United States · Form ADV filed Apr 28, 2020

Regulatory AUM
$7.49M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$7,485,267100.0%
Filing source

Form ADV 1417724 · Apr 28, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CONTRACTUAL INCOME FUNDOther Private Fund · Last reported Apr 28, 2020$7.49MGross asset value

Form D fundraising filings

Contractual Income Fund, LP

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States
Custodian BANK OF AMERICA CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

Fund details & source
Fund ID
805-1399194243
Reported beneficial owners
14
Minimum commitment
$100K
Form D file number
021-218017

Form ADV 1417724 · Apr 28, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 28, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

4200 NORTHSIDE PARKWAY, BUILDING 7
ATLANTA, GA, 30327, United States

CRD 135287

Filing source

Form ADV 1417724 · Apr 28, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.