Investment adviser · CRD 284149

ASPEN CAPITAL ADVISORS INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 29, 2022

Regulatory AUM: $66.5M
Client accounts: 1
Employees: 5
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$66,506,951	100.0%

Filing source

Form ADV 1633406 · Mar 29, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ASPEN CAT FUND LTD.Hedge Fund · Last reported Mar 29, 2022$66.5MGross asset value

Fund administrator SS & C FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT LIMITED HAMILTON, Bermuda

Custodian BANK OF NEW YORK MELLON (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No

Custodian HSBC BANK BERMUDA LTD HAMILTON, Bermuda Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG AUDIT LIMITED
PCAOB 1297

Fund details & source

Fund ID: 805-7870993035
Reported beneficial owners: 1
Minimum commitment: $5M

Form ADV 1633406 · Mar 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE WORLD TRADE CENTER, 285 FULTON STREET, SUITE 46-A
NEW YORK, NY, 10007, United States

CRD 284149

Filing source

Form ADV 1633406 · Mar 29, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.