Investment adviser · CRD 104776

ASHMORE EQUITIES INVESTMENT MANAGEMENT (US) LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 29, 2017

Regulatory AUM
$2.01B
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE AFRICA EMERGING MARKETS FUNDOther Private Fund · Last reported Sep 29, 2017$331MGross asset value
Fund administrator NORTHERN TRUST LUXEMBOURG MANAGEMENT COMPANY, S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian NORTHERN TRUST GLOBAL SERVICES LIMITED LUXEMBOURG, Luxembourg Related to adviser: No
Marketer ASHMORE INVESTMENT MANAGEMENT LTD LONDON, United Kingdom Related to adviser: Yes
Marketer ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ASHMORE INVESTMENT MANAGEMENT LTD
CRD 112551 · SEC 801-55109

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
CRD 152920 · SEC 8-68490

Fund details & source
Fund ID
805-6655089322
Reported beneficial owners
42
Minimum commitment
$500K
Form D file number
021-215274

Form ADV 1144068 · Sep 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASHMOREEMM GLOBAL SMALL CAPITALIZATION FUNDOther Private Fund · Last reported Dec 12, 2013$451MGross asset value
Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED KILKENNY, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer ASHMORE INVESTMENT MANAGEMENT LTD LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ASHMORE INVESTMENT MANAGEMENT LTD
CRD 112551 · SEC 801-55109

Fund details & source
Fund ID
805-9366795262
Reported beneficial owners
25
Minimum commitment
$500K

Form ADV 771965 · Dec 12, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASHMOREEMM MIDDLE EAST FUNDOther Private Fund · Last reported Dec 12, 2013$449MGross asset value
Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED KILKENNY, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer ASHMORE INVESTMENT MANAGEMENT LTD LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ASHMORE INVESTMENT MANAGEMENT LTD
CRD 112551 · SEC 801-55109

Fund details & source
Fund ID
805-2940720202
Reported beneficial owners
35
Minimum commitment
$500K

Form ADV 771965 · Dec 12, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE EMERGING MARKETS INVESTORS FUNDOther Private Fund · Last reported Dec 12, 2013$87.9MGross asset value
Fund administrator CIBC MELLON TRUST COMPANY ONTARIO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CANADIAN IMPERIAL BANK OF COMMERCE (CIBC) ONTARIO, Canada Related to adviser: No
Marketer ASHMORE INVESTMENT MANAGEMENT LTD LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ASHMORE INVESTMENT MANAGEMENT LTD
CRD 112551 · SEC 801-55109

Fund details & source
Fund ID
805-7085242189
Reported beneficial owners
15
Minimum commitment
$3M

Form ADV 771965 · Dec 12, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASHMOREEMM LATIN AMERICAN SMALL CAPITALIZATION FUNDOther Private Fund · Last reported Dec 12, 2013$70.1MGross asset value
Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED KILKENNY, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer ASHMORE INVESTMENT MANAGEMENT LTD LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ASHMORE INVESTMENT MANAGEMENT LTD
CRD 112551 · SEC 801-55109

Fund details & source
Fund ID
805-4312703068
Reported beneficial owners
7
Minimum commitment
$500K

Form ADV 771965 · Dec 12, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASHMOREEMM SOUTH ASIAN STARS FUNDHedge Fund · Last reported Dec 12, 2013$51MGross asset value
Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer ASHMORE INVESTMENT MANAGEMENT LTD LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ASHMORE INVESTMENT MANAGEMENT LTD
CRD 112551 · SEC 801-55109

Fund details & source
Fund ID
805-4867224179
Reported beneficial owners
15
Minimum commitment
$500K

Form ADV 771965 · Dec 12, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMSAF-MAURITIUSOther Private Fund · Last reported Apr 1, 2015$48.9MGross asset value
Fund administrator CIM GLOBAL MANAGEMENT PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KEMP CHATTERIS DELOITTE EBENE, Mauritius
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8134600379
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 906765 · Apr 1, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 29, 2017. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

475 FIFTH AVENUE, 15TH FLOOR
NEW YORK, NY, 10017, United States

CRD 104776

Filing source

Form ADV 1144068 · Sep 29, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.