Investment adviser · CRD 172754

ASHFORD INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

DALLAS, TX, United States · Form ADV filed Mar 23, 2020

Regulatory AUM
$82.4M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Corporations & businessesFewer than 5$82,401,423100.0%
Filing source

Form ADV 1391124 · Mar 23, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ASHFORD QUANTITATIVE ALTERNATIVES MASTER FUND, LPHedge Fund · Last reported Mar 31, 2016$101MGross asset value

Feeder funds

Fund administrator KAUFMAN ROSSIN FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP DALLAS, Texas, United States
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-6656394117
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-232762

Form ADV 1006737 · Mar 31, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2020. View historical filings

Reported services

Business portfolio management

Compensation

Not reported in these imported fields

Principal office

14185 DALLAS PARKWAY, SUITE 1100
DALLAS, TX, 75254, United States

CRD 172754

Filing source

Form ADV 1391124 · Mar 23, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.