Investment adviser · CRD 131520

ASCENT CAPITAL MANAGEMENT, INC.

Investment adviser filing (IA)

NEWTON, NJ, United States · Form ADV filed Apr 1, 2020

Regulatory AUM: $26.5M
Client accounts: 9
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	8	$15,682,173	59.2%
Corporations & businesses	Fewer than 5	$10,792,556	40.8%

Filing source

Form ADV 1406661 · Apr 1, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ASCENT MEDICAL TECHNOLOGY FUND II, LPVenture Capital Fund · Last reported Mar 2, 2017$10.2MGross asset value

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5482337601
Reported beneficial owners: 5
Minimum commitment: $100K

Form ADV 1081225 · Mar 2, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2020. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets

Principal office

908 OWASSA ROAD
NEWTON, NJ, 07860, United States

CRD 131520

Filing source

Form ADV 1406661 · Apr 1, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.