Investment adviser · CRD 151127

ASCENDANT ADVISORS, LLC

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Jun 29, 2020

Regulatory AUM: $125M
Client accounts: 57
Employees: 10
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	3	$97,055,000	77.5%
Retirement plans	Fewer than 5	$10,527,000	8.4%
Individuals	46	$9,742,000	7.8%
High-net-worth individuals	6	$6,341,000	5.1%
Corporations & businesses	Fewer than 5	$1,559,000	1.2%
Banks & thrifts	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 1438941 · Jun 29, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 29, 2020. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

770 S. POST OAK LANE, SUITE 270
HOUSTON, TX, 77056, United States

CRD 151127

Filing source

Form ADV 1438941 · Jun 29, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.